SEC Proposes to Modernize Rules for Registered Transfer Agents

U.S. SEC — The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.Transfer agents are a key component of the national clearance and settlement system. Transfer agents now perform a more diverse…

Read the original at U.S. SEC ↗

Auto-published by the finit.news Regulation monitor from U.S. SEC; summarized by AI and may contain errors — verify against the primary source. September 2, 2026.

By