By U.S. SEC — The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in Forms ADV filed with the Commission between 2025 and 2026 to falsely portray themselves as legitimate advisory firms to U.S. investors…
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Auto-published by the finit.news Regulation monitor from U.S. SEC; summarized by AI and may contain errors — verify against the primary source. August 28, 2026.