By U.S. SEC — The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…
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Auto-published by the finit.news Regulation monitor from U.S. SEC; summarized by AI and may contain errors — verify against the primary source. September 23, 2026.